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What is Backtracking in an Algorithm?

Published in Algorithms 3 mins read

Backtracking is an algorithmic technique that systematically explores all possible solutions to a problem using a brute-force approach, gradually building a solution and abandoning paths that violate constraints.

Understanding Backtracking

Backtracking is essentially a refined brute-force search, optimized by pruning branches of the search tree that cannot lead to a valid solution. It is particularly useful for solving constraint satisfaction problems, such as:

  • N-Queens Problem: Placing N chess queens on an N×N chessboard so that no two queens threaten each other.
  • Sudoku: Filling a 9x9 grid with digits so that each column, each row, and each of the nine 3x3 subgrids that compose the grid contains all of the digits from 1 to 9.
  • Traveling Salesperson Problem (TSP): Finding the shortest possible route that visits each city exactly once and returns to the origin city.

How Backtracking Works

The backtracking process can be visualized as a tree search:

  1. Start with a Partial Solution: Begin with an empty or partially constructed solution.
  2. Explore Options: Extend the partial solution by trying different options.
  3. Check Constraints: After extending the solution, check if it violates any constraints.
  4. Backtrack (Prune): If a constraint is violated, abandon the current path and backtrack to a previous state to explore other options.
  5. Complete Solution: If a complete and valid solution is found, record it.
  6. Continue Searching: Continue exploring other branches of the search tree until all possible solutions have been examined.

Key Concepts of Backtracking

  • State Space Tree: A representation of all possible states or configurations of the problem.
  • Promising Node: A node in the state space tree that represents a partial solution that could lead to a valid solution.
  • Non-Promising Node: A node that represents a partial solution that cannot lead to a valid solution. Backtracking algorithms prune non-promising nodes to improve efficiency.
  • Constraints: Rules that define valid solutions.

Example: Solving a Simple Constraint

Consider a simple problem: Find all combinations of two numbers from the set {1, 2, 3} that sum to 4.

A backtracking algorithm would:

  1. Start with an empty combination.
  2. Try adding 1. The partial solution is {1}.
  3. Try adding 1 again. The partial solution is {1, 1}. The sum is 2, which is not 4. Backtrack.
  4. Try adding 2. The partial solution is {1, 2}. The sum is 3, which is not 4. Backtrack.
  5. Try adding 3. The partial solution is {1, 3}. The sum is 4. This is a solution.
  6. Backtrack to the empty combination and try adding 2. The partial solution is {2}.
  7. Try adding 1. The partial solution is {2, 1}. The sum is 3, which is not 4. Backtrack.
  8. Try adding 2. The partial solution is {2, 2}. The sum is 4. This is a solution.
  9. Try adding 3. The partial solution is {2, 3}. The sum is 5, which is not 4. Backtrack.
  10. Backtrack to the empty combination and try adding 3. The partial solution is {3}.
  11. Try adding 1. The partial solution is {3, 1}. The sum is 4. This is a solution.
  12. Try adding 2. The partial solution is {3, 2}. The sum is 5, which is not 4. Backtrack.
  13. Try adding 3. The partial solution is {3, 3}. The sum is 6, which is not 4. Backtrack.

Therefore, the solutions are {1, 3}, {2, 2}, and {3, 1}.

Advantages and Disadvantages

Advantages:

  • Guarantees finding all possible solutions (if they exist).
  • Can be applied to a wide range of problems.
  • Often more efficient than pure brute-force search due to pruning.

Disadvantages:

  • Can be time-consuming for large problem spaces.
  • May require significant memory to store the state space tree.

In summary, backtracking is a powerful problem-solving technique that systematically explores all possible solutions while efficiently eliminating invalid paths.