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How Do Humans Smile?

Published in Human Facial Expression 3 mins read

Humans primarily smile by flexing the muscles at the sides of the mouth, creating a universal facial expression that conveys a range of emotions. This intricate process involves specific muscle contractions that alter the shape of the mouth and, in some cases, the eyes.

The Mechanics of a Smile

A smile is a dynamic facial expression, largely controlled by various facial muscles. The fundamental action involves the muscles responsible for pulling the corners of the mouth upwards and outwards.

  • Key Muscles Involved:
    • Zygomaticus Major: This is the primary muscle responsible for lifting the corners of the mouth (commissures) upwards, creating the characteristic arc of a smile.
    • Risorius: This muscle pulls the corners of the mouth horizontally, contributing to the widening aspect of a smile.

These muscles work in concert to form the basic shape we recognize as a smile.

Types of Smiles

While the core mechanism remains the same, the engagement of additional muscles can differentiate types of smiles, each conveying distinct emotional nuances.

1. Basic or Social Smile

This type of smile, often used in social interactions, primarily involves the flexing of the muscles at the sides of the mouth. It's a polite, often intentional expression that signals friendliness or acknowledgment without necessarily reflecting profound inner joy. These smiles are largely driven by the zygomaticus major and risorius muscles.

2. The Duchenne Smile (Genuine Smile)

A truly genuine or spontaneous smile, often referred to as a "Duchenne smile," involves more than just the mouth. As the reference states, some smiles include a contraction of the muscles at the corner of the eyes, an action known as a Duchenne smile.

  • Key Characteristics of a Duchenne Smile:
    • Mouth: Corners of the mouth lift upwards, as in a basic smile.
    • Eyes: The orbicularis oculi muscle contracts, creating characteristic "crow's feet" wrinkles around the outer corners of the eyes and a slight lifting of the cheeks. This eye involvement is often considered an involuntary sign of genuine pleasure or happiness.

This distinction between a basic smile and a Duchenne smile highlights the complexity and authenticity conveyed through different muscle activations. While a social smile can be consciously performed, a true Duchenne smile is often an automatic response to positive emotions.

The Role of Facial Expressions

Smiling is a fundamental part of human communication. It serves multiple purposes, from expressing joy and amusement to signaling appeasement and fostering social bonds. Understanding how different muscles contribute to various smiles provides insight into both the physiological and psychological aspects of human emotion and interaction.